Understanding the Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (FINRA) is an independent, non-governmental regulator of securities firms...
The Investment Services Directive (ISD) Explained
The Investment Services Directive (ISD) is an important international regulation affecting capital markets. It is a...
Exploring the Dodd-Frank Wall Street Reform and Consumer Protection Act
The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is one of the most important pieces of...
Understanding the Basel Accords and their Impact on Capital Markets
The Basel Accords are a set of international banking regulations that have been implemented to ensure the stability and...
Securities and Exchange Commission (SEC): Exploring Regulations Affecting Capital Markets
The Securities and Exchange Commission (SEC) is an important body that is responsible for regulating the capital markets...
Understanding the Role of the Commodity Futures Trading Commission (CFTC)
The Commodity Futures Trading Commission (CFTC) is an independent government agency that regulates commodity futures and...
Understanding the Markets in Financial Instruments Directive (MiFID)
Investing in financial markets can be a complex and daunting process, with various regulations and rules that need to be...
Exploring the Global Financial Stability Board (GFSB)
The global economy is a complex and ever-changing system, and the stability of this system is essential for the health of ...
The Sarbanes-Oxley Act (SOX): A Comprehensive Overview
The Sarbanes-Oxley Act (SOX) is one of the most important pieces of legislation to ever affect the capital markets. It...
